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Barry James Muhs

MORRIS GROUP
INDIANAPOLIS, IN
·CRD# 342186·55 years experience

Professional Summary

Barry James Muhs is a registered financial advisor currently at MORRIS GROUP, INC. located in Indianapolis, Indiana. Barry is registered as a RR (Registered Representative) and started their career in finance in 1971. Barry has worked at 7 firms and has passed the Series 7TO, SIE and Series 1 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

Current

MORRIS GROUP, INC.Current·CRD# 13181
BD
1. 8250 Haverstick Rd #250, Indianapolis, IN 462402. 8445 Keystone Xing Suite 240, Indianapolis, IN 46240
June 18, 2002 - Present

Past

JOHN HANCOCK DISTRIBUTORS LLCPast·CRD# 5249
BD
Boston, MA
April 3, 1993 - June 20, 2002
AMERICAN UNITED LIFE INSURANCE COMPANYPast·CRD# 1075
BD
Indianapolis, IN
April 19, 1999 - December 14, 2001
MUTUAL SERVICE CORPORATIONPast·CRD# 4806
BD
Boston, MA
January 17, 1989 - March 2, 1993
JOHN HANCOCK DISTRIBUTORS LLCPast·CRD# 5249
BD
June 23, 1983 - January 17, 1989
LANDMARK SECURITIES CORPORATIONPast·CRD# 13289
BD
August 5, 1983 - July 6, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORKPast·CRD# 2873
BD
August 2, 1971 - May 17, 1983
MONY SECURITIES CORPORATIONPast·CRD# 4386
BD
August 2, 1971 - May 17, 1983

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Current Firm

MG
MORRIS GROUP, INC.

MORRIS GROUP, INC.

CRD#: 13181 / SEC#: 8-28916
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Mailing Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Phone Number

(317) 217-5440

Established

Indiana since 10/22/1982

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMMONS, JOHN RYANCCO, PRESIDENT4492497
REYNOLDS, MATTHEW MARKFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)4077413

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(6/18/2002)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Jul 1971
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Barry James Muhs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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