Robert A. Muh
Professional summary
Robert A Muh, who also goes by Robert Muh, is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Irvine, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1971. Robert has worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 18, Series 41, Series 24, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert A Muh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2025 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture Suite 395, Irvine, CA 92618July 12, 2017 - March 28, 2019
CALDWELL SUTTER CAPITAL, INC.
December 7, 1998 - March 16, 2020
SUTTER SECURITIES INCORPORATED
September 7, 1995 - August 13, 1997
SUTTER SECURITIES INCORPORATED
March 27, 1972 - April 13, 1974
NEWBURGER, LOEB SECURITIES, INC.
January 3, 1972 - May 18, 1973
KAYNE, MUH & CO.
October 15, 1971 - November 17, 1972
NEWBURGER, LOEB & CO., INC.
February 8, 1971 - July 14, 1987
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/10/2023
General Securities Representative ExaminationSeries 79TO
Date: 8/10/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 8/10/2023
Operations Professional ExaminationSeries 18
Date: 12/11/1978
Securities Industry Rules and Regulations ExaminationSeries 41
Date: 2/8/1971
NYSE Allied Member ExaminationSeries 40
Date: 2/8/1971
Registered Principal ExaminationFINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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