Frederick A. Muehleck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Adolph Muehleck was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1968. Frederick had worked at 11 firms and has passed the SIE, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1989 - May 9, 1991
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 26, 1989 - October 4, 2018
MUTUAL SECURITIES, INC.
June 28, 1985 - January 14, 1989
FIRST AFFILIATED SECURITIES, INC.
March 5, 1984 - June 10, 1985
LARKSPUR CAPITAL SECURITIES CORP.
July 7, 1983 - March 12, 1984
LEHMAN BROTHERS INC.
December 11, 1981 - October 10, 1983
DAVIS, SKAGGS & CO., INC.
April 14, 1975 - September 11, 1981
BIRR, WILSON & CO., INC.
November 14, 1973 - April 17, 1975
WALDRON & CO., INC.
August 16, 1973 - September 22, 1973
REYNOLDS SECURITIES, INC.
February 22, 1971 - September 30, 1973
HAYDEN STONE INC.
February 26, 1968 - February 15, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 7/21/1966
General Securities Principal ExaminationSeries 1
Date: 7/21/1966
Registered Representative ExaminationCurrent Firm
FIRST ASSOCIATED SECURITIES GROUP, INC.
CRD#: 20597 / SEC#: , 8-38276
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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