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Frank Stanton Moyer

CRD# 341845·Registered 1967 - 1995
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Stanton Moyer, who also goes by F Stanton Moyer, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1967 - 1995. Frank had worked at 7 firms and has passed the Series 00 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

F Stanton Moyer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

MERCER SECURITIES, LTD.·CRD# 30903
BD
January 4, 1993 - February 9, 1995
EDWARD C. RORER & CO., INC.·CRD# 7701
BD
April 24, 1990 - December 31, 1992
INVESTEC INC.·CRD# 18553
BD
January 12, 1987 - September 20, 1988
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
February 19, 1980 - December 18, 1986
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - March 1, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
November 14, 1972 - January 31, 1980
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED·CRD# 243
BD
April 24, 1967 - November 14, 1972

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Current Firm

MS
MERCER SECURITIES, LTD.

MERCER SECURITIES, LTD.

CRD#: 30903 / SEC#: 8-45213
BD
Terminated by SEC on 04/22/1995

Contact Information

Established

Pennsylvania since 09/14/1992

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 00 — General Securities Principal Examination

Passed Apr 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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