Stelio A. Motti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stelio Albert Motti was a registered financial professional .
Stelio is a previously registered financial professional and started their career in finance in 1970. Stelio had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1984 - May 12, 2003
CROWN FINANCIAL GROUP, INC.
November 26, 1981 - August 20, 1984
UBS CAPITAL MARKETS L.P.
May 27, 1977 - June 8, 1982
M. S. WIEN & CO., INC.
January 10, 1975 - August 25, 1978
WILLIS E. BURNSIDE & CO., INC.
September 12, 1973 - February 16, 1975
PHILIPS, APPEL & WALDEN, INC.
June 30, 1972 - September 24, 1973
CANNON, JEROLD & CO., INC.
March 2, 1970 - April 7, 1971
FILOR, BULLARD & SMYTH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/7/1955
Registered Representative ExaminationCurrent Firm
CROWN FINANCIAL GROUP, INC.
CRD#: 540 / SEC#: , 8-8381
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.) | SHAREHOLDER | |
| HOOBLER, JEFFREY MICHAEL | INTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 1406028 |
| LEIGHTON, JOHN PATRICK | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | 724359 |
| THORNTON, ROBERT SEAVEY | SENIOR VICE PRESIDENT/CFO/TREASURER/FINOP | 1188684 |
Disclosures
| Regulatory Event | 31 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
