Edward L. Moskop
Professional summary
Edward Lynn Moskop was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Edward had worked at 6 firms, which includes THE INVESTMENT CENTER INC., LOCUST STREET SECURITIES INC., WS GRIFFITH SECURITIES INC., PPS SECURITIES CORP., PRUCO SECURITIES LLC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 1990 - December 10, 1990
THE INVESTMENT CENTER, INC.
December 19, 1988 - August 16, 1989
LOCUST STREET SECURITIES, INC.
July 22, 1983 - December 23, 1988
WS GRIFFITH SECURITIES, INC.
July 20, 1983 - October 18, 1985
PPS SECURITIES CORP.
February 15, 1982 - May 17, 1983
PRUCO SECURITIES, LLC.
December 14, 1973 - May 17, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1973
Registered Representative ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
