Lucile T. Lansing
Professional summary
Lucile Tomlinson Lansing was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lucile is a previously registered financial advisor and started their career in finance in 1968. Prior to being barred, Lucile had worked at 8 firms, which includes MHA FINANCIAL CORP, GROVE POINT INVESTMENTS LLC, INTERCAL SECURITIES CO., COMMONWEALTH FINANCIAL NETWORK, LPL FINANCIAL LLC, MORGAN STANLEY DW INC., REYNOLDS SECURITIES INC., BECKMAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2009 - December 31, 2010
MHA FINANCIAL CORP
May 5, 1999 - November 18, 2009
GROVE POINT INVESTMENTS, LLC
March 13, 1997 - November 18, 2009
GROVE POINT INVESTMENTS, LLC
March 20, 1995 - March 19, 1997
INTERCAL SECURITIES CO.
January 24, 1991 - February 21, 1995
COMMONWEALTH FINANCIAL NETWORK
July 23, 1979 - January 1, 1991
LPL FINANCIAL LLC
February 24, 1978 - September 20, 1979
MORGAN STANLEY DW INC.
January 14, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
December 10, 1968 - April 8, 1976
BECKMAN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 12/5/1968
Registered Representative ExaminationCurrent Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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