Stephen F. Morton
Professional summary
Stephen Francis Morton MR. was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen Francis Morton MR., who also goes by Stephen Francis Morton, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1970. Stephen had worked at 22 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2006 - September 13, 2007
MACARTHUR STRATEGIES, INC.
January 9, 2006 - November 10, 2006
BMA SECURITIES, LLC
July 27, 2004 - January 17, 2006
NEWPORT COAST SECURITIES, INC.
April 25, 2003 - September 5, 2003
HARRISON DOUGLAS, INC.
July 25, 2002 - February 5, 2003
MISSION SECURITIES CORPORATION
February 19, 2002 - July 24, 2002
WESTCAP SECURITIES, INC.
October 1, 2001 - February 12, 2002
BERTRAM SAMUEL SECURITIES, LLC
July 5, 2001 - September 17, 2001
AMERICAN INCOME SECURITIES
January 25, 1999 - July 6, 1999
AMERICAN INCOME SECURITIES
September 14, 1998 - June 9, 1999
INCOME NETWORK COMPANY
December 22, 1997 - July 14, 1998
WALDRON & CO., INC.
May 15, 1997 - December 11, 1997
INCOME NETWORK COMPANY
January 23, 1996 - March 21, 1997
SPECTRUM SECURITIES, INC.
June 28, 1995 - December 13, 1995
GLOBAL STRATEGIES GROUP, INC.
December 10, 1993 - May 15, 1995
COLUMBUS FINANCIAL, INC.
January 25, 1993 - November 8, 1993
COLUMBUS FINANCIAL, INC.
April 1, 1992 - January 25, 1993
EVERGREEN SECURITIES, INC.
September 14, 1988 - December 19, 1990
INTERFIRST CAPITAL CORPORATION
October 6, 1987 - November 6, 1987
BLINDER, ROBINSON & CO., INC.
September 17, 1985 - August 20, 1986
CECO FINANCIAL SECURITIES CORP.
April 30, 1985 - June 13, 1985
CINCINNATI ANALYSTS, INC.
July 14, 1982 - April 12, 1985
TITAN/VALUE EQUITIES GROUP, INC.
October 16, 1981 - July 12, 1982
LPL FINANCIAL LLC
March 19, 1979 - August 23, 1981
LPL FINANCIAL LLC
August 8, 1975 - May 4, 1979
CORNERSTONE FINANCIAL SERVICES, INC.
October 1, 1970 - September 15, 1975
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/14/1967
Registered Representative ExaminationCurrent Firm
MACARTHUR STRATEGIES, INC.
CRD#: 20678 / SEC#: , 8-38402
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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