Murray E. Morton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray Ellington Morton was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1969. Murray had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2011 - September 23, 2011
WFG ADVISORS, LP
June 24, 2011 - November 30, 2012
WFG INVESTMENTS, INC.
September 11, 1995 - June 29, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 11, 1995 - June 29, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 13, 1991 - September 18, 1995
OMEGA SECURITIES, INC.
May 31, 1990 - November 7, 1990
AMERICAN GENERAL SECURITIES INCORPORATED
March 1, 1985 - May 21, 1985
AMERICAN GENERAL SECURITIES INCORPORATED
August 1, 1980 - October 5, 1988
ADVANTAGE CAPITAL CORPORATION
June 13, 1969 - November 1, 1984
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
June 13, 1969 - March 1, 1985
CAL-WESTERN SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/10/1969
Registered Representative ExaminationCurrent Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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