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Murray Ellington Morton

CRD# 341129·Registered 1969 - 2011
Previously Registered: Being a previously registered professional could mean that Murray is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Murray Ellington Morton was a registered financial advisor. Murray was a previously registered financial professional and started their career in finance 1969 - 2011. Murray had worked at 8 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

WFG ADVISORS, LP·CRD# 125073
RIA
Fort Worth, TX
June 24, 2011 - September 23, 2011
WFG INVESTMENTS, INC.·CRD# 22704
BD
Fort Worth, TX
June 24, 2011 - November 30, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Fort Worth, TX
September 11, 1995 - June 29, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Fort Worth, TX
September 11, 1995 - June 29, 2011
OMEGA SECURITIES, INC.·CRD# 7164
BD
Fort Worth, TX
March 13, 1991 - September 18, 1995
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
May 31, 1990 - November 7, 1990
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
March 1, 1985 - May 21, 1985
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
August 1, 1980 - October 5, 1988
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY·CRD# 132
BD
June 13, 1969 - November 1, 1984
CAL-WESTERN SECURITIES CO.·CRD# 130
BD
June 13, 1969 - March 1, 1985

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Current Firm

WA
WFG ADVISORS, LP

ATLAS WEALTH ADVISORS | WFG ADVISORS, LP | THE RUDD COMPANY | ROSEHILL ASSET MANAGEMENT | BROOKS INVESTMENT PROFESSIONALS

CRD#: 125073 / SEC#: 801-61945

Contact Information

Main Address

2711 N Haskell Ave Suite 2900, Dallas, TX 75204

Documents

Latest Form ADV

Part 2 Brochures

WFGA WRAP PROGRAM BROCHURE 2016 (8/1/2016)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jun 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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