Ronald L. Morse

SPIRIT OF AMERICA MANAGEMENT CORP

White Plains, NY 10607

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CRD#: 341008

Professional summary

Ronald Lewis Morse is a registered financial advisor currently at SPIRIT OF AMERICA MANAGEMENT CORP located in White Plains, New York and DAVID LERNER ASSOCIATES, INC. located in White Plains, New York.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Ronald has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5, PC, Series 1, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lewis Morse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2018 - Present

SPIRIT OF AMERICA MANAGEMENT CORP

Office #1: 599 West Hartsdale Ave, White Plains, NY 10607

RIA

CRD#: 110023

White Plains, NY

Current

June 12, 2002 - Present

DAVID LERNER ASSOCIATES, INC.

Office #1: 599 West Hartsdale Avenue, White Plains, NY 10607

CRD#: 5397

White Plains, NY

Past

April 25, 1997 - February 2, 2000

BARRA ANALYTICS SECURITIES, INC.

CRD#: 42929

BERKELEY, CA

Past

February 15, 1996 - April 25, 1997

BARRA ANALYTICS SECURITIES

CRD#: 31773

Past

February 15, 1996 - September 21, 1998

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

May 25, 1993 - March 17, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

June 6, 1991 - July 16, 1991

WHITEHILL CAPITAL, INC.

CRD#: 16557

Past

March 17, 1988 - January 17, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

July 8, 1981 - October 12, 1988

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

Past

September 26, 1978 - July 17, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

November 3, 1976 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Past

May 7, 1976 - September 26, 1976

BURNS FRY INC

CRD#: 7146

Past

March 25, 1975 - May 7, 1976

BURNS BROS. AND TIMMINS INC.

CRD#: 6492

Past

April 3, 1974 - October 7, 1974

CANTOR FITZGERALD & CO.

CRD#: 134

Past

June 1, 1972 - April 25, 1974

SALOMON BROTHERS INC.

CRD#: 740

Past

August 13, 1971 - July 2, 1972

KUHN, LOEB & CO. INTERNATIONAL

CRD#: 2486

Past

August 13, 1971 - July 2, 1972

KUHN LOEB & CO. INCORPORATED

CRD#: 2485

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/20/2009)

IAR

Connecticut
(5/11/2018)

Connecticut
(6/24/2025)

Delaware
(6/4/2025)

Florida
(1/18/2006)

Georgia
(5/29/2025)

Illinois
(7/26/2023)

Kansas
(5/28/2025)

Maine
(10/27/2023)

Maryland
(10/29/2025)

New Hampshire
(11/3/2021)

New York
(8/1/2002)

North Carolina
(6/24/2025)

Pennsylvania
(10/4/2021)

Rhode Island
(11/3/2021)

South Carolina
(6/24/2025)

Texas
(5/29/2025)

Vermont
(6/2/2025)

Virginia
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 10/20/1982

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 11/17/1981

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 6/15/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 11/3/1977

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

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Contact information

Main Address

477 Jericho Turnpike, Syosset, NY 11791-9006

Mailing Address

Phone number

(516) 921-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOA PREMIER ASSETS WRAP FEE PROGRAM BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 584,755,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald L. Morse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lewis Morse's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID LERNER ASSOCIATES, INC.

BARRA ANALYTICS SECURITIES, INC.

BARRA ANALYTICS SECURITIES

TULLETT PREBON FINANCIAL SERVICES LLC

CIBC WORLD MARKETS CORP.

WHITEHILL CAPITAL, INC.

MORGAN STANLEY DW INC.

CREDIT SUISSE SECURITIES (USA) LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BURNS FRY INC

BURNS BROS. AND TIMMINS INC.

CANTOR FITZGERALD & CO.

SALOMON BROTHERS INC.

KUHN, LOEB & CO. INTERNATIONAL

KUHN LOEB & CO. INCORPORATED

Primary Firm SEC Registration

SPIRIT OF AMERICA MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2016

Series 63

Date: 7/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/11/2002

Series 5

Date: 10/20/1982

PC

Date: 11/17/1981

Series 1

Date: 6/15/1970

Series 24

Date: 9/1/2009

Series 40

Date: 11/3/1977

FINRA

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRIT OF AMERICA MANAGEMENT CORP

TRUST BUT VERIFY

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