George W. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Wyly Morris, who also goes by George Wyle Morris, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2007 - August 30, 2013
PPA ADVISORY SERVICES, INC.
May 7, 1985 - August 29, 2013
PPA INVESTMENTS, INC.
October 28, 1977 - April 11, 1985
WZW FINANCIAL SERVICES, INC.
May 6, 1977 - December 18, 1977
INTEGRATED RESOURCES EQUITY CORPORATION
June 19, 1974 - May 25, 1977
ETI INVESTMENT CORPORATION
June 8, 1970 - August 2, 1974
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/27/1970
Registered Representative ExaminationSeries 00
Date: 5/21/1975
General Securities Principal ExaminationCurrent Firm
PPA ADVISORY SERVICES, INC.
CRD#: 125930 / SEC#: 801-66525
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
