Craig P. Morgan

COLMINA

Colorado Springs, CO

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CRD#: 339858

Professional summary

Craig Patrick Morgan, CFP® is a registered financial advisor currently at COLMINA, LLC located in Colorado Springs, Colorado.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Craig has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 2 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Estate Planning

Insurance Planning

Retirement Income Management

Budgeting

Small Business Planning

Social Security Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Estate & Generational Planning...

Generation X

Medical Professionals

Retirement Planning & Distribu...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MORGAN LTD-NON INVESTMENT RELATED; OKLAHOMA CITY, OK;REAL ESTATE DEVELOPMENT AND LAND LEASES; OWNER/PARTNER; 05/97; 2 HRS/MO; DECISION MAKING ROLE. MAX V MORGAN INVESTMENTS-NON INVESTMENT RELATED; OKLAHOMA CITY, OK;OWNS REAL ESTATE; OWNER/PARTNER; 05/97; 2 HRS/MO; DECISION MAKING ROLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Patrick Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

November 2, 2023 - Present

COLMINA, LLC

RIA

CRD#: 289191

Colorado Springs, CO

Past

August 11, 2021 - December 31, 2022

DORADO FINANCIAL PLANNING

RIA

CRD#: 314922

COLORADO SPRINGS, CO

Past

February 12, 2021 - May 4, 2021

COLMINA, LLC

RIA

CRD#: 289191

Colorado Springs, CO

Past

June 17, 2015 - January 5, 2017

EK RILEY INVESTMENTS, LLC

CRD#: 121003

SEATTLE, WA

Past

June 16, 2015 - January 5, 2017

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

COLORADO SPRINGS, CO

Past

March 16, 2009 - February 17, 2015

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

COLORADO SPRINGS, CO

Past

March 16, 2009 - February 17, 2015

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

COLORADO SPRINGS, CO

Past

August 30, 2006 - August 14, 2007

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ANCHORAGE, AK

Past

June 12, 2006 - August 30, 2006

GREENBOOK SECURITIES, INC.

CRD#: 121447

SAN FRANCISCO, CA

Past

January 4, 2005 - July 16, 2007

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 131563

ANCHORAGE, AK

Past

October 12, 2004 - December 31, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

ANCHORAGE, AK

Past

September 9, 2004 - October 7, 2004

EK RILEY ADVISORS, LLC

RIA

CRD#: 124573

ANCHORAGE, AK

Past

October 6, 2003 - May 9, 2005

EK RILEY INVESTMENTS, LLC

CRD#: 121003

SEATTLE, WA

Past

January 13, 2003 - July 26, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

ANCHORAGE, AK

Past

December 13, 2001 - January 16, 2003

XELAN INVESTMENT SERVICES, INC.

RIA

CRD#: 111870

PUYALLUP, WA

Past

May 30, 2000 - December 19, 2002

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

January 5, 1998 - June 1, 1998

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

July 26, 1996 - August 5, 1997

INTL CUSTODY & CLEARING SOLUTIONS INC.

CRD#: 23952

BIRMINGHAM, AL

Past

May 14, 1991 - October 22, 1993

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1991

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 2

Date: 3/2/1989

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/2006

General Securities Principal Examination

Current Firm

COLMINA, LLC

COLMINA, LLC | RENAISSANCE WEALTH DESIGN | INNOVATIVE ADVISER SOLUTIONS, LLC | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO WEALTH GROUP

CRD#: 289191 / SEC#: 801-123597

RIA

Registered Investment Advisory firm - (6/1/2023 Terminated)

Arizona

Registered Investment Advisory firm - (6/25/2021 Approved)

Colorado

Registered Investment Advisory firm - (11/2/2023 Approved)

Nevada

Registered Investment Advisory firm - (10/20/2020 Approved)

Washington

Registered Investment Advisory firm - (1/9/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2212 Queen Anne Avenue North #931, Seattle, WA 98109

Mailing Address

2212 Queen Anne Avenue North #931, Seattle, WA 98109

Phone number

(206) 832-1520

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 67,617,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Craig P. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Patrick Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DORADO FINANCIAL PLANNING

COLMINA, LLC

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

FIRST ALLIED SECURITIES, INC.

GREENBOOK SECURITIES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

EK RILEY ADVISORS, LLC

EK RILEY INVESTMENTS, LLC

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

SUMMIT BROKERAGE SERVICES, INC.

LONDON PACIFIC SECURITIES, INC.

INTL CUSTODY & CLEARING SOLUTIONS INC.

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/1998

Series 63

Date: 8/5/1996

SIE

Date: 1/5/2017

Series 7

Date: 7/25/1996

Series 6

Date: 5/13/1991

Series 2

Date: 3/2/1989

Series 24

Date: 7/7/2006

Current Firm

COLMINA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLMINA, LLC

TRUST BUT VERIFY

Contact information

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