John P. Morbeck

FIRST WASHINGTON

SEATTLE, WA 98101

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CRD#: 339632

Professional summary

John Phillip Morbeck, who also goes by Jack Morbeck, is a registered financial advisor currently at FIRST WASHINGTON CORPORATION located in Seattle, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 2 firms and has passed the Series 65 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Morbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Phillip Morbeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2005 - Present

FIRST WASHINGTON CORPORATION

Office #1: 601 Union Street, Suite 3701, Seattle, WA 98101

RIA

CRD#: 6681

SEATTLE, WA

Past

February 12, 2003 - June 9, 2004

LINFOR CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122486

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST WASHINGTON CORPORATION

CRD#: 6681 / SEC#: 801-66192, 8-17974

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Washington

Registered Investment Advisory firm - SEC (1/3/2007 Terminated)

Terminated by SEC on 12/13/2013

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/5/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 1

Date: 2/14/1969

Registered Representative Examination

Current Firm

FIRST WASHINGTON CORPORATION

CRD#: 6681 / SEC#: 801-66192, 8-17974

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Washington

Registered Investment Advisory firm - SEC (1/3/2007 Terminated)

Terminated by SEC on 12/13/2013

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Contact information

Main Address

2001 6th Ave Ste 3400, Seattle, WA 98121

Mailing Address

Phone number

(206) 624-8320

Established

Washington since 11/20/1937

Firm type

Corporation

Fiscal year end

September

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST WASHINGTON CORP FORM ADV PART2A DATED 12/15/2024 (12/23/2024)

Direct owners and executive officers

Name	Position	CRD#
LEWIS INVESTORS, LLC	OWNER
LEWIS, DAVID DIXON	CHAIRMAN, ROSFP	1004661
LEWIS, DAVID DIXON	CHIEF COMPLIANCE OFFICER	1004661
MCINTYRE, TERESA ANN	SECRETARY/TREASURER	1697791
MCINTYRE, TERESA ANN	FINANCIAL OPERATIONS PRINCIPAL	1697791

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 427,515,633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Morbeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Phillip Morbeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST WASHINGTON CORPORATION

LINFOR CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

FIRST WASHINGTON CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/1996

Series 1

Date: 2/14/1969

Current Firm

FIRST WASHINGTON CORPORATION

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

FIRST WASHINGTON CORPORATION

TRUST BUT VERIFY

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