Stephen R. Moore
Professional summary
Stephen Richard Moore, CFP® is a registered financial advisor currently at PARTNERS CAPITAL MANAGEMENT, INC. located in Colorado Springs, Colorado.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Stephen has worked at 5 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Richard Moore's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
April 11, 2023 - Present
PARTNERS CAPITAL MANAGEMENT, INC.
September 21, 1992 - December 31, 2022
PARTNERS CAPITAL MANAGEMENT, INC.
August 12, 1992 - April 24, 1995
KEOGLER, MORGAN & COMPANY, INC.
February 26, 1988 - August 6, 1992
NEW ENGLAND SECURITIES
June 15, 1979 - December 22, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 6, 1973 - April 26, 1979
B. C. ZIEGLER AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/2/2023)
(4/11/2023)
Exams
Series 1
Date: 8/30/1973
Registered Representative ExaminationCurrent Firm
PARTNERS CAPITAL MANAGEMENT, INC.
CRD#: 112585 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 30,353,321 |
Red Flags
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