Samuel Steele Moore
Professional Summary
Samuel Steele Moore was a registered financial advisor. Samuel was a previously registered financial professional and started their career in finance 1969 - 2020. Samuel had worked at 3 firms and has passed the Series 63, Series 5, PC, Series 1, Series 12 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
CLOVER PARTNERS, L.P.
Contact Information
Main Address
Dallas, TXPhone Number
(214) 273-5223# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$62,352,713Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1982PC — AMEX Put and Call Exam
Passed Jul 1977Series 1 — Registered Representative Examination
Passed Feb 1969Series 12 — NYSE Branch Manager Examination
Passed May 1978Series 40 — Registered Principal Examination
Passed Jun 1974Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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