Samuel S. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Steele Moore was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1969. Samuel had worked at 3 firms and has passed the Series 63, Series 5, PC, Series 1, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2014 - December 4, 2020
CLOVER PARTNERS, L.P.
November 8, 2002 - December 31, 2013
CLOVER PARTNERS, L.P.
July 7, 2000 - December 12, 2002
CLOVER PARTNERS, L.P.
February 25, 1969 - November 30, 1999
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/5/1982
Interest Rate Options ExaminationPC
Date: 7/27/1977
AMEX Put and Call ExamSeries 1
Date: 2/17/1969
Registered Representative ExaminationSeries 12
Date: 5/2/1978
NYSE Branch Manager ExaminationSeries 40
Date: 6/4/1974
Registered Principal ExaminationCurrent Firm
CLOVER PARTNERS, L.P.
CRD#: 123716 / SEC#: 801-61598
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 66,771,472 |
Red Flags
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