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Lyle Phillip Bryan

CRD# 33910·Registered 1968 - 2005
Previously Registered: Being a previously registered professional could mean that Lyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lyle Phillip Bryan, who also goes by L Phillip Bryan, Philip Lyle Bryan, was a registered financial advisor. Lyle was a previously registered financial professional and started their career in finance 1968 - 2005. Lyle had worked at 8 firms and has passed the Series 63, Series 15 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

L Phillip Bryan, Philip Lyle Bryan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

R.T. JONES CAPITAL EQUITIES, INC.·CRD# 19775
BD
St. Louis, MO
January 22, 2004 - November 14, 2005
SMITH, MOORE & CO.·CRD# 3441
BD
Clayton, MO
April 24, 2001 - November 24, 2003
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
April 10, 1991 - April 6, 2001
NEXT ADVISORS INC.·CRD# 14612
BD
Garfield Heights, OH
January 8, 1991 - January 6, 1992
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
March 15, 1989 - December 13, 1990
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
May 12, 1987 - December 13, 1990
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
March 27, 1987 - April 27, 1987
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
June 13, 1984 - March 25, 1987
R. ROWLAND & CO., INCORPORATED·CRD# 911
BD
February 22, 1979 - June 4, 1984
NEWHARD, COOK & CO. INCORPORATED·CRD# 619
BD
March 13, 1968 - February 26, 1979

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Current Firm

RJ
R.T. JONES CAPITAL EQUITIES, INC.

R.T. JONES CAPITAL EQUITIES, INC. | RT JONES CAPITAL EQUITIES INC

CRD#: 19775 / SEC#: 8-37783
BD
Terminated by SEC on 01/31/2014

Contact Information

Established

Missouri since 04/14/1987

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
R.T. JONES, F.S. LADNER & ASSOCIATES, INC.OWNER—
DAVIDSON, JANE ANNCHIEF COMPLIANCE OFFICER1620308
JONES, ROBERT TERRENCEPRESIDENT, SECRETARY, TREASURER1518153

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Jan 1985

Series 1 — Registered Representative Examination

Passed Feb 1965

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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