James L. Montreuil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lawrence Montreuil SR, who also goes by James Lawrence Montreuil, Jim Montreuil Sr, Jim Montreuil, Monte Montreuil, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1972. James had worked at 4 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1992 - September 6, 1995
AMERINATIONAL FINANCIAL SERVICES, INC.
July 18, 1989 - September 5, 1990
OMNIVEST, INC.
May 8, 1989 - July 5, 1989
NTB FINANCIAL CORPORATION
March 1, 1972 - July 21, 1976
SECO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/23/1972
Registered Representative ExaminationCurrent Firm
AMERINATIONAL FINANCIAL SERVICES, INC.
CRD#: 27986 / SEC#: , 8-43361
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
