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Cesar A. Montilla

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CRD#: 338495
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cesar Alberto Montilla JR, who also goes by Tito Montilla, was a registered financial advisor .

Cesar is a previously registered financial advisor and started their career in finance in 1966. Cesar had worked at 7 firms and has passed the Series 1, Series 4, Series 12 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tito Montilla

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 24, 2006 - December 31, 2007

EUROBANK TRUST & WEALTH MANAGEMENT GROUP

RIA
CRD#: 139753
HATO REY, PR
Past

June 25, 1990 - November 3, 1997

CLARK MELVIN SECURITIES CORPORATION

BD
CRD#: 1462
HATO REY, PR
Past

October 31, 1989 - May 3, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 24, 1981 - November 14, 1989

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

April 27, 1979 - September 15, 1980

FIRST PENNCO SECURITIES, INC.

BD
CRD#: 7198
Past

June 26, 1973 - June 17, 1981

THE SECURITIES CORPORATION OF PUERTO RICO

BD
CRD#: 4139
Past

November 9, 1966 - September 6, 1973

BLYTH EASTMAN DILLON & CO. INCORPORATED

BD
CRD#: 6361

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 1
Date: 11/7/1966
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 12
Date: 5/16/1981
NYSE Branch Manager Examination
Principal/Supervisory Exam
RR
Series 00
Date: 5/17/1973
General Securities Principal Examination

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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