John E. Bruynell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Everett Bruynell was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1976 - September 1, 1978
FAMILY INVESTORS COMPANY
September 8, 1975 - November 1, 1976
FIRST JERSEY SECURITIES, INC.
May 22, 1974 - January 23, 1975
M. H. DECKARD & CO., INC.
June 8, 1972 - July 10, 1974
WHITMAN SECURITIES INC.
December 6, 1971 - January 20, 1972
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 18, 1969 - November 15, 1971
MODERN AMERICA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/24/1969
Registered Representative ExaminationCurrent Firm
FAMILY INVESTORS COMPANY
CRD#: 1785 / SEC#: , 8-11190
Contact information
Documents
Red Flags
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