Jon R. Momsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Richard Momsen was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1971. Jon had worked at 6 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1996 - March 28, 2003
R. E. L. SECURITIES, INC.
September 8, 1995 - September 16, 2013
THE LEADERS GROUP, INC.
March 15, 1994 - October 22, 1994
AMERICAN GENERAL SECURITIES INCORPORATED
June 11, 1990 - August 3, 1993
C.A.L. INVESTMENT SERVICES INC.
June 17, 1987 - December 31, 1988
HAGAR SECURITIES CORPORATION
March 1, 1971 - May 15, 1978
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1969
Registered Representative ExaminationCurrent Firm
R. E. L. SECURITIES, INC.
CRD#: 40710 / SEC#: , 8-49159
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
