David S. Molotsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stephen Molotsky was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1967. David had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 1, Series 12, Series 24, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2016 - February 29, 2024
MOLOTSKY TAX ADVISORY GROUP, LLC
March 2, 2010 - October 28, 2016
OSAIC FA, INC.
February 18, 2010 - October 28, 2016
OSAIC FA, INC.
June 1, 2009 - February 16, 2010
MORGAN STANLEY
June 1, 2009 - February 16, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 27, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
August 21, 1979 - April 2, 2007
MORGAN STANLEY DW INC.
March 14, 1975 - September 9, 1979
JANNEY MONTGOMERY SCOTT LLC
January 20, 1975 - April 5, 1975
FIRST JERSEY SECURITIES, INC.
October 30, 1973 - March 12, 1975
A. J. CARNO CO., INC.
July 14, 1970 - November 24, 1973
DELPHI CAPITAL CORP
April 25, 1967 - March 1, 1972
ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/5/1986
Foreign Currency Options ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 1
Date: 12/21/1964
Registered Representative ExaminationSeries 12
Date: 9/30/1982
NYSE Branch Manager ExaminationSeries 00
Date: 2/7/1972
General Securities Principal ExaminationCurrent Firm
MOLOTSKY TAX ADVISORY GROUP, LLC
CRD#: 144292 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 26,124,062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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