Andrew J. Molot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Jay Molot was a registered financial advisor .
Andrew is a previously registered financial advisor and started their career in finance in 1972. Andrew had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2008 - January 19, 2011
SUMMIT FINANCIAL GROUP INC
May 1, 2008 - January 19, 2011
SUMMIT BROKERAGE SERVICES, INC.
April 17, 1991 - April 14, 2008
CITIGROUP GLOBAL MARKETS INC.
September 28, 1982 - April 14, 2008
CITIGROUP GLOBAL MARKETS INC.
November 26, 1979 - June 27, 1984
J. B. HANAUER & CO.
January 2, 1976 - September 24, 1982
J. B. HANAUER & CO.
February 11, 1972 - April 27, 1972
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/1/1968
Registered Representative ExaminationCurrent Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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