Laurence Freeman Mohn
Professional Summary
Laurence Freeman Mohn, who also goes by Laurence F Mohn, was a registered financial advisor. Laurence was a previously registered financial advisor and started their career in finance 1968 - 2007. Laurence had worked at 7 firms and has passed the Series 66, Series 1 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Laurence F Mohn
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
DOCTORS FINANCIAL SERVICES | ZENITH CAPITAL | PRESTIGA FUND, LLC | MHA FINANCIAL CORP | M&A COUNSELORS AND FIDUCIARIES, LLC | HELIOS CAPITAL ADVISORS
Contact Information
Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Phone Number
(212) 257-5240Established
Massachusetts since 05/13/1977Firm Type
CorporationFiscal Year End
December# of Employees
6Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOILMAN, C WILLIAM | CCO | 248217 |
Regulatory Assets Under Management
Total Number of Accounts
192AUM (Assets Under Management)
$97,975,162Disclosures
Regulatory Event
1Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Aug 1968Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1999About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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