Laurence F. Mohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Freeman Mohn, who also goes by Laurence F Mohn, was a registered financial advisor .
Laurence is a previously registered financial advisor and started their career in finance in 1968. Laurence had worked at 7 firms and has passed the Series 66, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2007 - November 20, 2007
MHA FINANCIAL CORP
July 13, 2007 - November 20, 2007
MHA FINANCIAL CORP
September 21, 2005 - July 3, 2007
QA3 FINANCIAL LLC
March 11, 2004 - July 3, 2007
QA3 FINANCIAL CORP.
March 6, 2000 - March 9, 2004
FREEDOM FINANCIAL, INC.
October 15, 1999 - February 11, 2000
SECURITIES AMERICA, INC.
August 19, 1971 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 6, 1968 - September 1, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1968
Registered Representative ExaminationCurrent Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
