Clarence R. Moen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Renhowe Moen JR, who also goes by Buzz Moen Jr, Buzz Moen, C R Moen Jr, Clarence R Moen Jr, Cr Buzz Moen Jr, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1973. Clarence had worked at 11 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2014 - June 4, 2018
CAPITAL MANAGEMENT ASSOCIATES INC
May 3, 1999 - June 4, 2018
CAPITAL MANAGEMENT SECURITIES, INC.
January 3, 1995 - May 3, 1999
FSC SECURITIES CORPORATION
August 7, 1985 - December 31, 1994
KEOGLER, MORGAN & COMPANY, INC.
September 26, 1983 - March 18, 2016
CREATIVE FINANCIAL ADVISERS, INC.
July 11, 1983 - August 19, 1985
FSC SECURITIES CORPORATION
December 21, 1982 - July 7, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
December 8, 1982 - December 20, 1982
FSC SECURITIES CORPORATION
December 8, 1980 - November 19, 1982
CREATIVE EQUITY RESOURCES, INC.
May 2, 1978 - January 11, 1981
INTEGRATED RESOURCES EQUITY CORPORATION
December 23, 1974 - November 3, 1977
NORTH STAR EQUITIES COMPANY
December 23, 1974 - August 19, 1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
September 6, 1973 - June 19, 1974
GOICK, DEIGHTON & CO., INC.
Primary Firm SEC Registration
CAPITAL MANAGEMENT ASSOCIATES INC
CRD#: 105010 / SEC#: 801-35808
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/30/1973
Registered Representative ExaminationCurrent Firm
CAPITAL MANAGEMENT ASSOCIATES INC
CRD#: 105010 / SEC#: 801-35808
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 932 |
| AUM (Assets Under Management) | $ 1,627,864,626 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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