Jeffrey E. Modesitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Evans Modesitt SR, who also goes by Jeffrey Evans Modesitt, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1968. Jeffrey had worked at 8 firms and has passed the Series 63, Series 1, F04 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1986 - October 3, 1990
MLB INVESTMENTS, LTD.
August 13, 1984 - February 20, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
May 2, 1980 - February 22, 1984
HACKERT/MODESITT INVESTMENTS, LTD.
December 13, 1974 - August 20, 1984
B. J. LEONARD AND COMPANY, INC.
July 6, 1972 - December 15, 1981
BARTON AND COMPANY INCORPORATED
July 27, 1971 - August 5, 1972
LA VAN & COMPANY
November 17, 1970 - August 30, 1971
DUPONT WALSTON, INCORPORATED
August 8, 1968 - January 14, 1971
HAYDEN, STONE INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/5/1968
Registered Representative ExaminationF04
Date: 11/12/1980
Financial Principal ExaminationCurrent Firm
MLB INVESTMENTS, LTD.
CRD#: 18280 / SEC#: , 8-36384
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
