Joseph Mizrachi
Professional summary
Joseph Mizrachi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Joseph had worked at 6 firms, which includes PAZ SECURITIES INC., G.P. MARONE & CO. INC., DOLAN & PITCHER INC., JOHN HANCOCK DISTRIBUTORS LLC, PRINCIPAL SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1986 - February 10, 2005
PAZ SECURITIES, INC.
February 24, 1986 - December 9, 1986
G.P. MARONE & CO., INC.
May 17, 1983 - January 2, 1986
DOLAN & PITCHER, INC.
January 24, 1979 - November 24, 1981
JOHN HANCOCK DISTRIBUTORS LLC
March 14, 1975 - August 24, 1978
PRINCIPAL SECURITIES, INC.
August 24, 1971 - January 18, 1975
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/18/1971
Registered Representative ExaminationCurrent Firm
PAZ SECURITIES, INC.
CRD#: 17554 / SEC#: , 8-35401
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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