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JM

Joseph Miyamoto Jr

CRD# 337253·Registered 1970 - 1989
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Miyamoto JR, who also goes by Joseph Miyamoto, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1970 - 1989. Joseph had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 1, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph Miyamoto

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

Past

ROYCE PARK INVESTMENTS, INC.Past·CRD# 16539
BD
July 1, 1988 - April 12, 1989
J. B. STERLING CORP. (INVESTMENT SECURITIES)Past·CRD# 8205
BD
February 22, 1985 - September 16, 1988
J. B. STERLING CORP. (INVESTMENT SECURITIES)Past·CRD# 8205
BD
July 31, 1980 - September 16, 1988
WALL STREET WEST, INC.Past·CRD# 7529
BD
May 5, 1982 - December 27, 1984
A G BECKER & CO INCPast·CRD# 1000002
BD
April 25, 1972 - June 7, 1973
CNA INVESTOR SERVICES, INC.Past·CRD# 163
BD
November 11, 1970 - June 5, 1972

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Current Firm

RP
ROYCE PARK INVESTMENTS, INC.

ROYCE PARK INVESTMENTS, INC.

CRD#: 16539 / SEC#: 8-34111
BD
Expelled by FINRA on 02/06/1992

Contact Information

Established

Colorado since 04/19/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1980About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1970

Series 27 — Financial and Operations Principal Examination

Passed Jan 1985About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1980About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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