John L. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leighton Mitchell was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1967. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - December 31, 2020
TITAN SECURITIES
July 3, 2012 - February 27, 2014
TITAN SECURITIES
June 9, 2008 - February 14, 2012
PACIFIC WEST SECURITIES, INC.
January 3, 2005 - June 10, 2008
EPLANNING SECURITIES, INC.
September 3, 1999 - February 17, 2005
PACIFIC WEST SECURITIES, INC.
January 5, 1999 - August 30, 1999
BROOKSTREET SECURITIES CORPORATION
January 23, 1998 - December 31, 1998
VSR FINANCIAL SERVICES, INC.
July 28, 1992 - December 31, 1997
GROVE POINT INVESTMENTS, LLC
May 22, 1984 - July 31, 1992
SENTRA SECURITIES CORPORATION
October 27, 1980 - June 15, 1984
LPL FINANCIAL LLC
July 17, 1978 - November 16, 1980
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1973 - August 14, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 10, 1973 - August 31, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
November 7, 1967 - September 20, 1973
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/6/1967
Registered Representative ExaminationCurrent Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
