James K. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kenneth Mitchell was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 6 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 1994 - April 23, 2004
JMC INVESTMENT SERVICES, INC.
May 22, 1985 - December 20, 2006
DETWILER FENTON WEALTH MANAGEMENT INC
May 28, 1974 - March 11, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
February 13, 1973 - June 19, 1977
THE VARIABLE ANNUITY MARKETING COMPANY
June 26, 1970 - March 23, 1973
THE VARIABLE ANNUITY MARKETING CO OF NORTHERN C
June 22, 1970 - September 9, 1972
THE VARIABLE ANNUITY MARKETING COMPNAY OF FLORIDA
July 15, 1969 - September 9, 1972
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 11/8/1968
General Securities Principal ExaminationCurrent Firm
JMC INVESTMENT SERVICES, INC.
CRD#: 14376 / SEC#: , 8-30586
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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