Benny L. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benny Lawrence Mitchell, who also goes by Ben Lawrence Mitchell, was a registered financial professional .
Benny is a previously registered financial professional and started their career in finance in 1984. Benny had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2013 - January 11, 2017
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
April 9, 2012 - October 5, 2016
RAFFERTY CAPITAL MARKETS, LLC
September 1, 2006 - November 3, 2011
RBC CAPITAL MARKETS, LLC
March 8, 2006 - November 3, 2011
RBC CAPITAL MARKETS, LLC
May 16, 2001 - November 17, 2005
CITIGROUP GLOBAL MARKETS INC.
August 11, 1993 - May 3, 2001
MORGAN STANLEY DW INC.
October 15, 1992 - January 15, 1993
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
June 25, 1992 - September 21, 1992
SECURITY DISTRIBUTORS
November 28, 1990 - June 16, 1992
MEWBOURNE SECURITIES, INC.
September 28, 1984 - August 29, 1989
ANGELES SECURITIES CORPORATION
Primary Firm SEC Registration
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
CRD#: 105826 / SEC#: 801-30686
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 6/18/1974
General Securities Principal ExaminationCurrent Firm
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
CRD#: 105826 / SEC#: 801-30686
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 1,082,356,990 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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