Glen C. Mishler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Charles Mishler, who also goes by Charlie Mishler, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1987. Glen had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2019 - July 1, 2026
AURORA PRIVATE WEALTH, INC.
July 23, 2010 - July 1, 2026
APW CAPITAL, INC.
November 5, 2009 - July 28, 2010
NATIONAL PLANNING CORPORATION
July 14, 2006 - November 10, 2009
MAIN STREET SECURITIES, LLC
August 6, 2003 - July 14, 2006
NATIONS FINANCIAL GROUP, INC.
September 27, 2002 - August 5, 2003
CHANNEL POINT PARTNERS
March 13, 2002 - September 10, 2002
OSAIC WEALTH, INC.
February 25, 1992 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
October 17, 1990 - October 14, 2019
PLANNED PROFESSIONAL ADVISORY
April 3, 1987 - January 24, 1992
PRIMELINE SECURITIES CORP.
Primary Firm SEC Registration
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1972
Registered Representative ExaminationCurrent Firm
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
