Alvin Saul Mirman
Professional Summary
Alvin Saul Mirman was a registered financial advisor. Alvin was a previously registered financial professional and started their career in finance 1964 - 2006. Alvin had worked at 18 firms and has passed the Series 63, Series 55, Series 3, Series 1, Series 53, Series 27, Series 24, Series 4, Series 40, F04 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
67 years in the financial services industry
Current & Past Employments
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Current Firm
U.S. CAPITAL PARTNERS, INC.
Contact Information
Established
Florida since 04/15/2002Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZINDMAN, MICHAEL DAVID | VICE PRESIDENT | 2720114 |
| ILENE MIRMAN | OWNER | — |
| COHEN, DAVID SCOTT | CHIEF COMPLIENCE OFFICER | — |
| MIRMAN, ALVIN SAUL | PRESIDENT | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2002Series 1 — Registered Representative Examination
Passed Jan 1959Series 40 — Registered Principal Examination
Passed Sep 1978F04 — Financial Principal Examination
Passed Aug 1978Series 00 — General Securities Principal Examination
Passed Feb 1972Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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