Carlos G. Mirabal Pargas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos G. Mirabal Pargas, who also goes by Carlos Guillermo Carlitos, Carlos Guillermo Mirabal Jr, Carlos Mirabal-pargas, Carlos Guillermo Mirabalpargas, Carlos G Mirabelpargas, Carlos Mirabal Pargas Jr, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 1969. Carlos had worked at 5 firms and has passed the SIE, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2019 - September 4, 2020
PARITER SECURITIES, LLC
October 19, 2009 - May 22, 2017
PARITER SECURITIES, LLC
December 15, 2004 - April 17, 2008
MML INVESTORS SERVICES, LLC
April 25, 2002 - March 18, 2004
WALNUT STREET SECURITIES, INC.
July 29, 1999 - January 9, 2002
OSAIC FS, INC.
January 14, 1999 - August 17, 1999
WALNUT STREET SECURITIES, INC.
May 23, 1985 - February 10, 1998
OSAIC FS, INC.
May 21, 1969 - February 28, 1971
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/22/1969
Registered Representative ExaminationCurrent Firm
PARITER SECURITIES, LLC
CRD#: 127836 / SEC#: , 8-66064
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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