Harold S. Minsky
Professional summary
Harold Sheldon Minsky was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harold is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Harold had worked at 21 firms, which includes JERA SECURITIES INC., WESTOR CAPITAL GROUP INC., J.H. DARBIE & CO. INC., STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED, PEAK SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, FRANKLIN ROSS INC., WESTPARK CAPITAL INC., NATIONAL CAPITAL SECURITIES INC., AMERICAN INVESTMENT SERVICES INC., FINANCE 500 INC., PROVIDENTIAL SECURITIES INC., TOLUCA PACIFIC SECURITIES CORP., WALT SECURITIES INC., SECURITIES WEST INC., THOMAS GREEN SECURITIES INC., SOUTHMARK FINANCIAL SERVICES INC., INVESTOGENIC SERVICES INC., INVESTORS FINANCIAL SERVICES INC., DUPONT GLORE FORGAN INCORPORATED, C. L. MCKINNEY & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - November 11, 2013
JERA SECURITIES, INC.
October 17, 2012 - April 16, 2013
WESTOR CAPITAL GROUP, INC.
June 12, 2009 - October 11, 2012
J.H. DARBIE & CO., INC.
February 12, 2009 - June 12, 2009
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
June 27, 2008 - March 13, 2009
PEAK SECURITIES CORPORATION
August 15, 2007 - July 11, 2008
NATIONAL SECURITIES CORPORATION
November 24, 2004 - August 8, 2007
FRANKLIN ROSS, INC.
October 17, 2002 - January 3, 2005
WESTPARK CAPITAL, INC.
June 7, 2002 - October 22, 2002
NATIONAL CAPITAL SECURITIES, INC.
November 21, 2001 - June 10, 2002
AMERICAN INVESTMENT SERVICES, INC.
August 24, 2000 - November 21, 2001
FINANCE 500, INC.
May 5, 1997 - December 13, 2000
PROVIDENTIAL SECURITIES, INC.
February 1, 1989 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
December 3, 1988 - July 17, 1989
WALT SECURITIES, INC.
August 1, 1985 - November 29, 1988
SECURITIES WEST, INC.
August 28, 1979 - July 19, 1985
THOMAS GREEN SECURITIES, INC.
June 6, 1978 - October 17, 1979
SOUTHMARK FINANCIAL SERVICES, INC.
May 6, 1976 - July 8, 1978
INVESTOGENIC SERVICES, INC.
August 19, 1974 - March 27, 1976
INVESTORS FINANCIAL SERVICES, INC.
March 25, 1974 - September 23, 1974
INVESTOGENIC SERVICES, INC.
December 19, 1972 - August 5, 1973
DUPONT GLORE FORGAN INCORPORATED
June 18, 1970 - February 26, 1973
C. L. MCKINNEY & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/30/1969
Registered Representative ExaminationCurrent Firm
JERA SECURITIES, INC.
CRD#: 44499 / SEC#: , 8-50711
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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