WM
Wayne D. Minich
VALMARK ADVISERS
RICHFIELD, OH 44286
Some features on this profile are disabled
CRD#: 336353
WM
Professional summary
Wayne Douglas Minich is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Richfield, Ohio and WAYNE D. MINICH & COMPANY, INC. located in Richfield, Ohio.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Wayne has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I RECEIVE COMMISSIONS FROM THE SALE OF LIFE INSURANCE. I RECIEVE ADVISORY (RIA) FEES. I RECEIVE COMMISSIONS FROM THE SALE OF LIFE, LTC, FIXED ANNUITY AND DISABILITY INSURANCE THAT IS NOT SOLD THROUGH VALMARK.
2) Midland National Life Insurance Company; 4350 Westown Pkway, West Des Moines, IA 50266; Life Insurance-Term conversion; Not Investment Related; 8/2/19 start date; approximately 1-5 hours per month; Commissions paid directly to Applied Financial Concepts Inc., from Midland.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Douglas Minich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2004 - Present
VALMARK ADVISERS, INC.
Office #1: 4603 W, Streetsboro Road, Richfield, OH 44286RIA
CRD#: 108050
RICHFIELD, OH
Current
September 22, 2004 - Present
WAYNE D. MINICH & COMPANY, INC.
Office #1: 4603 West Streetsboro Road, Richfield, OH 44286Office #2: 4603 W. Streetsboro Road, Richfield, OH 44286Office #3: 4603 W. Streetsboro Road, Richfield, OH 44286RIA
CRD#: 121236
RICHFIELD, OH
Current
October 7, 1997 - Present
VALMARK SECURITIES, INC.
Office #1: 4603 W. Streetsboro Road, Richfield, OH 44286BD
CRD#: 31243
Richfield, OH
Past
July 22, 1996 - October 3, 1997
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
November 10, 1993 - June 18, 1996
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
April 26, 1983 - November 16, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
October 7, 1971 - April 25, 1983
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2001)
IAR
Arizona(6/25/2007)
RR
California(1/16/2007)
IAR
California(3/4/2010)
RR
Colorado(1/17/2007)
IAR
Colorado(6/25/2007)
RR
Delaware(8/10/2009)
IAR
Delaware(3/22/2022)
RR
Florida(7/22/1999)
IAR
Florida(1/18/2007)
RR
Georgia(10/2/2017)
IAR
Georgia(10/7/2017)
IAR
Illinois(5/21/2025)
RR
Indiana(11/30/2015)
RR
Minnesota(5/2/2000)
IAR
Minnesota(1/21/2014)
RR
Missouri(5/25/2012)
IAR
Missouri(9/10/2013)
IAR
Nevada(8/11/2020)
RR
North Carolina(8/2/2006)
IAR
North Carolina(1/22/2007)
RR
Ohio(10/7/1997)
IAR
Ohio(1/28/2004)
RR
Oklahoma(6/19/2015)
IAR
Oklahoma(6/19/2015)
RR
Pennsylvania(1/31/2008)
IAR
Pennsylvania(4/13/2022)
RR
South Carolina(7/13/2018)
IAR
South Carolina(7/13/2018)
IAR
Texas(4/2/2007)
RR
Texas(4/11/2011)
IAR
Utah(6/18/2021)
RR
Virginia(8/10/2000)
IAR
Virginia(4/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/2/1971
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
