Susan M. Diamond
Professional summary
Susan Mindlin Diamond was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Susan is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, Susan had worked at 26 firms, which includes OLYMPUS SECURITIES LLC, FELIX INVESTMENTS LLC, JOSEPH CAPITAL LLC, CRESTA CAPITAL STRATEGIES LLC, ARJENT LTD., INTERNATIONAL SECURITIES CORPORATION, S.G. MARTIN SECURITIES LLC, THE THERMOPYLAE GROUP INC., ALDEN CAPITAL MARKETS INC., FIN-ATLANTIC SECURITIES INC., MEYERS POLLOCK ROBBINS INC., MATRIX SECURITIES CORPORATION, RICKEL & ASSOCIATES INC., HORNBLOWER & WEEKS INC., WELLSHIRE SECURITIES INC., CONARB PARTNERS L.P., MCKINLEY ALLSOPP INC., ROONEY PACE INC., INVEST FINANCIAL CORPORATION, BROKERSTRUST CLEARING CORP., CROWN FINANCIAL GROUP INC., MURIEL SIEBERT & CO. LLC, SHAMUS GROUP INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INCORPORATED, ABRAHAM & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - September 14, 2016
OLYMPUS SECURITIES, LLC
June 15, 2009 - June 2, 2014
FELIX INVESTMENTS LLC
February 13, 2007 - February 11, 2009
JOSEPH CAPITAL, LLC
November 2, 2006 - January 8, 2010
CRESTA CAPITAL STRATEGIES, LLC
March 29, 2004 - October 27, 2006
ARJENT LTD.
February 4, 2003 - May 5, 2003
ARJENT LTD.
October 7, 2002 - February 7, 2003
INTERNATIONAL SECURITIES CORPORATION
December 7, 1999 - May 20, 2002
S.G. MARTIN SECURITIES LLC
October 30, 1998 - November 13, 1998
THE THERMOPYLAE GROUP, INC.
August 24, 1998 - September 1, 1998
ALDEN CAPITAL MARKETS, INC.
June 22, 1998 - December 31, 1999
FIN-ATLANTIC SECURITIES, INC.
November 5, 1996 - December 12, 1997
MEYERS POLLOCK ROBBINS, INC.
June 22, 1995 - November 22, 1996
MATRIX SECURITIES CORPORATION
November 7, 1994 - June 30, 1995
RICKEL & ASSOCIATES, INC.
August 19, 1993 - November 8, 1994
HORNBLOWER & WEEKS, INC.
May 4, 1989 - December 20, 1989
WELLSHIRE SECURITIES, INC.
August 12, 1988 - October 4, 1988
CONARB PARTNERS, L.P.
August 14, 1986 - April 19, 1989
MCKINLEY ALLSOPP, INC.
April 23, 1985 - June 19, 1986
ROONEY, PACE INC.
September 22, 1983 - December 7, 1983
INVEST FINANCIAL CORPORATION
February 10, 1983 - August 29, 1983
BROKERSTRUST CLEARING CORP.
November 6, 1981 - November 29, 1981
CROWN FINANCIAL GROUP, INC.
April 29, 1981 - August 18, 1981
MURIEL SIEBERT & CO., LLC
October 13, 1978 - March 11, 1981
SHAMUS GROUP, INC.
February 22, 1978 - September 29, 1978
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 30, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
May 29, 1974 - March 20, 1975
ABRAHAM & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/23/1974
Registered Representative ExaminationCurrent Firm
OLYMPUS SECURITIES, LLC
CRD#: 114050 / SEC#: , 8-53392
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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