Stanley L. Minch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley L Minch was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1971. Stanley had worked at 7 firms and has passed the Series 63, SIE, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2004 - December 15, 2020
HENLEY & COMPANY LLC
January 4, 1999 - December 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 26, 1988 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
August 27, 1981 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
June 21, 1972 - September 4, 1981
BRUNS, NORDEMAN, REA & CO.
December 2, 1971 - July 8, 1972
June 2, 1971 - December 24, 1971
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/2/1984
AMEX Put and Call ExamSeries 1
Date: 5/26/1971
Registered Representative ExaminationSeries 8
Date: 3/26/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
