Orion B. Mills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orion Bruce Mills was a registered financial professional .
Orion is a previously registered financial professional and started their career in finance in 1970. Orion had worked at 3 firms and has passed the Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1980 - November 26, 1996
THE B. MILLS CORPORATION
August 19, 1974 - July 31, 1980
R. ROWLAND & CO., INCORPORATED
August 10, 1970 - August 24, 1974
STIX & CO
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/14/1962
Registered Representative ExaminationSeries 00
Date: 7/28/1966
General Securities Principal ExaminationCurrent Firm
THE B. MILLS CORPORATION
CRD#: 8314 / SEC#: , 8-24933
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
