Wendell D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendell Donald Miller was a registered financial professional .
Wendell is a previously registered financial professional and started their career in finance in 1966. Wendell had worked at 7 firms and has passed the Series 65, Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2015 - December 31, 2022
WENDELL MILLER AND ASSOCIATES
July 20, 1998 - December 31, 2014
WENDELL MILLER AND ASSOCIATES
September 8, 1992 - June 20, 1997
OSAIC FS, INC.
November 19, 1991 - August 24, 1992
INSIGHT SECURITIES, INC.
May 20, 1987 - December 21, 1989
SUSSEX FINANCIAL GROUP, INC.
May 4, 1984 - November 24, 1986
PROFESSIONAL REAL ESTATE SECURITIES COMPANY, INC.
January 20, 1982 - March 22, 1984
MOSELEY SECURITIES CORPORATION
October 21, 1966 - December 28, 1981
ALM, KANE, ROGERS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/19/1966
Registered Representative ExaminationCurrent Firm
WENDELL MILLER AND ASSOCIATES
CRD#: 123587 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 30,259,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
