Jerry M. Hill
Professional summary
Jerry Moore Hill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerry is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Jerry had worked at 33 firms, which includes RIDEAU LYONS & CO., SOLARIS SECURITIES INC., UNITED EQUITY SECURITIES LLC, NORTHGATE SECURITIES INC., NALICO EQUITY CORPORATION, SHELMAN SECURITIES CORP., ALTACCESS SECURITIES COMPANY L.P., STRUCTURED CAPITAL RESOURCES CORPORATION, SOUTHWEST TEXAS CAPITAL L.L.C, LARADORBECKER SECURITIES CORPORATION, MUNICIPAL CAPITAL MARKETS GROUP INC., BV SECURITIES LLC, CDH CAPITAL CORPORATION, ARUNDEL (SECURITIES) INC., TREND TRADER LLC, S&P INVESTORS INC., MATCH-POINT SECURITIES LLC, SOLOMON ADVISORS, TAYLOR PRUITT & SYLVESTER INC., SOUTHWESTERN CAPITAL MARKETS INC., NEO-STRATEGIES MARKETING ALLIANCES INC., UNICAPITAL SECURITIES CORP., HARRIS SECURITIES INC., GOLDEN STREAM SECURITIES INC., LIVEVOL SECURITIES INC., MOMENTUM INDEPENDENT NETWORK INC., PHOENIX GOVERNMENT INVESTMENTS INC., INSTITUTIONAL SECURITIES CORPORATION, T.L. HILL SECURITIES INC., INVESTORS BROKERAGE SERVICES INC., UBS FINANCIAL SERVICES INC., INSTITUTIONAL EQUITY CORPORATION, ABRAHAM & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - November 7, 2013
RIDEAU LYONS & CO.
October 2, 2009 - August 10, 2010
SOLARIS SECURITIES, INC.
May 8, 2009 - February 8, 2010
UNITED EQUITY SECURITIES, LLC
September 8, 2008 - February 22, 2013
NORTHGATE SECURITIES INC.
May 16, 2007 - June 15, 2009
SOLARIS SECURITIES, INC.
December 15, 2004 - May 17, 2005
NALICO EQUITY CORPORATION
October 8, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
October 8, 2002 - October 27, 2003
ALTACCESS SECURITIES COMPANY, L.P.
September 23, 2002 - June 15, 2011
STRUCTURED CAPITAL RESOURCES CORPORATION
July 30, 2002 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
July 20, 2001 - April 30, 2013
LARADORBECKER SECURITIES CORPORATION
March 7, 2001 - April 27, 2004
MUNICIPAL CAPITAL MARKETS GROUP, INC.
August 11, 2000 - April 10, 2013
BV SECURITIES, LLC
July 21, 1999 - October 31, 2000
CDH CAPITAL CORPORATION
January 5, 1999 - August 22, 2001
ARUNDEL (SECURITIES), INC.
August 10, 1998 - November 23, 1999
TREND TRADER, LLC
July 2, 1996 - March 26, 2008
S&P INVESTORS, INC.
March 20, 1996 - May 2, 2013
MATCH-POINT SECURITIES, LLC
December 6, 1995 - April 27, 2004
SOLOMON ADVISORS
June 22, 1995 - March 4, 1996
TAYLOR, PRUITT & SYLVESTER, INC.
April 13, 1995 - July 24, 2013
SOUTHWESTERN CAPITAL MARKETS, INC.
April 5, 1995 - February 26, 1997
NEO-STRATEGIES MARKETING ALLIANCES, INC.
March 20, 1995 - April 10, 2001
UNICAPITAL SECURITIES CORP.
October 6, 1994 - May 13, 1996
HARRIS SECURITIES, INC.
May 13, 1994 - May 7, 2013
GOLDEN STREAM SECURITIES, INC.
May 12, 1994 - November 8, 2010
LIVEVOL SECURITIES, INC.
January 22, 1994 - December 31, 1996
MOMENTUM INDEPENDENT NETWORK INC.
January 14, 1994 - April 7, 1995
PHOENIX GOVERNMENT INVESTMENTS, INC.
September 4, 1987 - July 15, 1993
INSTITUTIONAL SECURITIES CORPORATION
August 30, 1984 - June 30, 1987
T.L. HILL SECURITIES, INC.
February 6, 1984 - June 29, 1987
INVESTORS BROKERAGE SERVICES, INC.
March 1, 1983 - November 29, 1983
UBS FINANCIAL SERVICES INC.
February 1, 1975 - March 15, 1983
INSTITUTIONAL EQUITY CORPORATION
November 27, 1972 - March 20, 1975
ABRAHAM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1972
Registered Representative ExaminationCurrent Firm
RIDEAU LYONS & CO.
CRD#: 17974 / SEC#: , 8-36242
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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