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JH

Jerry Moore Hill

CRD# 3357·Registered 1972 - 2013
Barred: Jerry Moore Hill was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jerry Moore Hill, who also goes by Jerry M Allen, Jerry Moore Allen, Jerry Margaret Hill, Jerry Margaret Moore, was a registered financial advisor. Jerry was a previously registered financial professional and started their career in finance 1972 - 2013. Jerry had worked at 33 firms and has passed the Series 63, Series 1, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerry M Allen, Jerry Moore Allen, Jerry Margaret Hill, Jerry Margaret Moore

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

RIDEAU LYONS & CO.·CRD# 17974
BD
Los Angeles, CA
May 14, 2012 - November 7, 2013
SOLARIS SECURITIES, INC.·CRD# 31998
BD
San Antonio, TX
October 2, 2009 - August 10, 2010
UNITED EQUITY SECURITIES, LLC·CRD# 47261
BD
Huston, TX
May 8, 2009 - February 8, 2010
NORTHGATE SECURITIES INC.·CRD# 21188
BD
Spring, TX
September 8, 2008 - February 22, 2013
SOLARIS SECURITIES, INC.·CRD# 31998
BD
San Antonio, TX
May 16, 2007 - June 15, 2009
NALICO EQUITY CORPORATION·CRD# 15530
BD
Giessen
December 15, 2004 - May 17, 2005
SHELMAN SECURITIES CORP.·CRD# 39795
BD
Dallas, TX
October 8, 2003 - December 31, 2003
ALTACCESS SECURITIES COMPANY, L.P.·CRD# 119441
BD
Dallas, TX
October 8, 2002 - October 27, 2003
STRUCTURED CAPITAL RESOURCES CORPORATION·CRD# 120426
BD
Rockwall, TX
September 23, 2002 - June 15, 2011
SOUTHWEST TEXAS CAPITAL, L.L.C·CRD# 104200
BD
Plano, TX
July 30, 2002 - June 22, 2009
LARADORBECKER SECURITIES CORPORATION·CRD# 104440
BD
The Woodlands, TX
July 20, 2001 - April 30, 2013
MUNICIPAL CAPITAL MARKETS GROUP, INC.·CRD# 107353
BD
Dallas, TX
March 7, 2001 - April 27, 2004
BV SECURITIES, LLC·CRD# 103800
BD
Dallas, TX
August 11, 2000 - April 10, 2013
CDH CAPITAL CORPORATION·CRD# 44786
BD
Fayetteville, GA
July 21, 1999 - October 31, 2000
ARUNDEL (SECURITIES), INC.·CRD# 43573
BD
Westlake, TX
January 5, 1999 - August 22, 2001
TREND TRADER, LLC·CRD# 43635
BD
Scottsdale, AZ
August 10, 1998 - November 23, 1999
S&P INVESTORS, INC.·CRD# 18421
BD
Dallas, TX
July 2, 1996 - March 26, 2008
MATCH-POINT SECURITIES, LLC·CRD# 17687
BD
Dallas, TX
March 20, 1996 - May 2, 2013
SOLOMON ADVISORS·CRD# 26610
BD
Dallas, TX
December 6, 1995 - April 27, 2004
TAYLOR, PRUITT & SYLVESTER, INC.·CRD# 36351
BD
June 22, 1995 - March 4, 1996
SOUTHWESTERN CAPITAL MARKETS, INC.·CRD# 15011
BD
San Antonio, TX
April 13, 1995 - July 24, 2013
NEO-STRATEGIES MARKETING ALLIANCES, INC.·CRD# 32098
BD
April 5, 1995 - February 26, 1997
UNICAPITAL SECURITIES CORP.·CRD# 25029
BD
Dallas, TX
March 20, 1995 - April 10, 2001
HARRIS SECURITIES, INC.·CRD# 16587
BD
Dallas, TX
October 6, 1994 - May 13, 1996
GOLDEN STREAM SECURITIES, INC.·CRD# 35221
BD
Sugar Land, TX
May 13, 1994 - May 7, 2013
LIVEVOL SECURITIES, INC.·CRD# 23670
BD
San Francisco, CA
May 12, 1994 - November 8, 2010
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
January 22, 1994 - December 31, 1996
PHOENIX GOVERNMENT INVESTMENTS, INC.·CRD# 34706
BD
January 14, 1994 - April 7, 1995
INSTITUTIONAL SECURITIES CORPORATION·CRD# 20291
BD
Dallas, TX
September 4, 1987 - July 15, 1993
T.L. HILL SECURITIES, INC.·CRD# 14718
BD
August 30, 1984 - June 30, 1987
INVESTORS BROKERAGE SERVICES, INC.·CRD# 4257
BD
February 6, 1984 - June 29, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
March 1, 1983 - November 29, 1983
INSTITUTIONAL EQUITY CORPORATION·CRD# 4035
BD
February 1, 1975 - March 15, 1983
ABRAHAM & CO., INC.·CRD# 1010
BD
November 27, 1972 - March 20, 1975

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Current Firm

RL
RIDEAU LYONS & CO.

HALLIDAY CAPITAL, INC. | RIDEAU LYONS & CO. | I.C. RIDEAU, LYONS & CO., INC. | I.C. RIDEAU, LYONS & CO., INC | I.C. RIDEAU SECURITIES, INC. | I.C. RIDEAU

CRD#: 17974 / SEC#: 8-36242
BD
Cancelled by SEC on 09/28/2017

Contact Information

Established

California since 09/16/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LYONS, LAMAR ANDREWCEO, COMPLIANCE OFFICER1788438
GRAY, VIVIAN VIVIANOWNER5879437
MAILLIAN, WARD BRIANEXECUTIVE MANAGING DIRECTOR846219
LANKFORD, RONALD WAYNEFIN-OP1751588
NIXON, JAMES HURDCCO1866499

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Nov 1972

Series 27 — Financial and Operations Principal Examination

Passed Aug 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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