Richard L. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lawrence Miller was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2004 - August 17, 2006
INVESTORS RESOURCES GROUP, INC.
October 15, 2003 - August 17, 2006
INVESTORS RESOURCES GROUP, INC.
January 26, 1989 - April 18, 2025
R.L. MILLER & COMPANY
August 1, 1972 - November 24, 2003
INTERCAL SECURITIES CO.
September 29, 1971 - April 26, 1973
WILLIAM M. MCNABB CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/14/1967
Registered Representative ExaminationSeries 00
Date: 7/27/1972
General Securities Principal ExaminationCurrent Firm
INVESTORS RESOURCES GROUP, INC.
CRD#: 45752 / SEC#: , 8-51161
Contact information
Documents
Red Flags
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