Phillip S. Landis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Steven Landis, who also goes by Phillip Steven Miller, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1972. Phillip had worked at 8 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 1983 - August 18, 1986
LANDIS SECURITIES CORPORATION
October 20, 1980 - March 18, 1981
FSC SECURITIES CORPORATION
December 27, 1977 - November 13, 1980
DERAND/PENNINGTON/BASS, INC.
July 18, 1977 - February 20, 1978
G. A. KLIGMAN & CO., INC.
February 10, 1975 - November 8, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
February 9, 1975 - November 8, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
February 9, 1975 - November 8, 1975
IDS LIFE INSURANCE COMPANY
March 1, 1972 - February 10, 1975
ENI CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1972
Registered Representative ExaminationCurrent Firm
LANDIS SECURITIES CORPORATION
CRD#: 13485 / SEC#: , 8-30103
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
