Laurel Loraine Miller
Professional Summary
Laurel Loraine Miller, who also goes by Laurel Lorain Miller, Laurel Lorrain Miller, was a registered financial advisor. Laurel was a previously registered financial professional and started their career in finance 1970 - 2009. Laurel had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Laurel Lorain Miller, Laurel Lorrain Miller
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
70 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BROKERDEALS.COM, L.L.C. | SWTCAPITAL, LLC | SW TEXAS CAPITAL, LLC | SOUTHWEST TEXAS CAPITAL, LLC | SOUTHWEST TEXAS CAPITAL, L.L.C | GALLAMORE AND LIGHTFOOT FINANCIAL | GALLAMORE & LIGHTFOOT FINANCIAL GROUP, LLC | GALLAMORE & LIGHTFOOT FINANCIAL GROUP | BROKERDEALS.COM,LLC DBA GALLAMORE AND LIGHTFOOT FINANCIAL GROUP
Contact Information
Established
Texas since 05/18/2000Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Dec 1956Series 00 — General Securities Principal Examination
Passed Jun 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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