John S. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stenning Miller JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 12 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2019 - December 31, 2020
MILLER & ASSOCIATES
November 6, 2014 - December 31, 2018
MILLER & ASSOCIATES
April 7, 2010 - February 27, 2013
MILLER & ASSOCIATES
April 22, 1999 - December 31, 2009
ALLIED BEACON PARTNERS, INC.
June 5, 1993 - March 17, 1999
TITAN/VALUE EQUITIES GROUP, INC.
February 26, 1991 - May 27, 1993
FOUNTAINHEAD FINANCIAL, INC.
May 5, 1989 - December 31, 1990
INLAND SECURITIES CORPORATION
June 4, 1987 - April 16, 1988
NEW ENGLAND SECURITIES
November 24, 1986 - July 8, 1987
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
June 3, 1986 - November 20, 1986
WACHOVIA SECURITIES, INC.
April 2, 1986 - April 4, 1986
MORGAN STANLEY DW INC.
June 9, 1971 - March 26, 1986
SHERMAN, FITZPATRICK & CO., INC.
April 8, 1970 - March 25, 1977
ADAMS & WHITNEY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/29/1968
Registered Representative ExaminationCurrent Firm
MILLER & ASSOCIATES
CRD#: 173049 / SEC#: 801-80422
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
