David S. Miller
Professional summary
David Schumway Miller, who also goes by David S Miller, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1973. David has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 22TO, SIE, Series 3, Series 7, Series 1, Series 14, Series 39, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Schumway Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2025 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307June 5, 1984 - December 5, 2025
GENERAL SECURITIES CORP
October 11, 1982 - June 14, 1984
ACUMENT SECURITIES, INC.
July 24, 1978 - October 5, 1982
WZW FINANCIAL SERVICES, INC.
September 4, 1973 - August 15, 1975
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2025)
(9/22/2025)
(9/30/2025)
(9/26/2025)
(9/29/2025)
(10/2/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 8/25/1973
Registered Representative ExaminationFINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
