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Larry Guy Bruce

CRD# 33442·Registered 1970 - 2014
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Guy Bruce, who also goes by Larry G Bruce, was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1970 - 2014. Larry had worked at 4 firms and has passed the SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry G Bruce

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

MORRIS GROUP, INC.·CRD# 13181
BD
Indianapolis, IN
September 2, 2003 - December 31, 2014
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
February 7, 2001 - September 3, 2003
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
May 4, 1995 - February 5, 2001
MORRIS GROUP, INC.·CRD# 13181
BD
Indianapolis, IN
June 10, 1991 - March 15, 1995
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
October 14, 1970 - May 22, 1991
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY·CRD# 43
BD
Worcester, MA
October 14, 1970 - May 24, 1991

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Current Firm

MG
MORRIS GROUP, INC.

MORRIS GROUP, INC.

CRD#: 13181 / SEC#: 8-28916
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Mailing Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Phone Number

(317) 217-5440

Established

Indiana since 10/22/1982

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMMONS, JOHN RYANCCO, PRESIDENT4492497
REYNOLDS, MATTHEW MARKFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)4077413

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 1 — Registered Representative Examination

Passed Oct 1965

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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