Gerald C. Milkowski

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CRD#: 334319

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Charles Milkowski was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1969. Gerald had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2004 - January 5, 2023

MAPLE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 130209

HANOVER, NH

Past

January 1, 2000 - September 1, 2004

NLG CAPITAL, INC.

RIA

CRD#: 109396

LEBANON, NH

Past

January 7, 1987 - January 23, 1988

ROBERT C. CARR & CO., INC.

CRD#: 5494

Past

July 26, 1981 - February 9, 1987

D.A. DAVIDSON & CO.

CRD#: 199

Past

September 26, 1978 - July 29, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 28, 1974 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Past

November 24, 1971 - December 5, 1973

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Past

September 9, 1969 - January 30, 1972

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 9/5/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1982

General Securities Principal Examination

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

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Contact information

Main Address

535 Stone Cutters Way, Montpelier, VT 05602

Mailing Address

Phone number

(802) 229-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND SUPPLEMENTAL 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,069
AUM (Assets Under Management)	$ 2,193,978,340

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/02/2025	Cover Page	Report
11/13/2024	Cover Page	Report
07/27/2023	Cover Page	Report
10/10/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gerald C. Milkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NLG CAPITAL, INC.

ROBERT C. CARR & CO., INC.

D.A. DAVIDSON & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

DEAN WITTER & CO. INCORPORATED

Primary Firm SEC Registration

MAPLE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/1983

Series 1

Date: 9/5/1969

Series 24

Date: 3/8/1982

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAPLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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