Ronald L. Mikkelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Lee Mikkelson, who also goes by Ronald L Mikkelson, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1974. Ronald had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1986 - June 1, 1994
WALL STREET DISCOUNTS, INC.
December 22, 1983 - September 9, 1986
SII INVESTMENTS, INC.
February 27, 1981 - April 5, 1983
USLIFE EQUITY SALES CORP.
August 11, 1977 - February 1, 1980
CONFERENCE CONCEPTS, INC.
March 8, 1977 - August 11, 1977
CONFERENCE CONCEPTS, INC.
January 1, 1974 - July 9, 1977
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1973
Registered Representative ExaminationCurrent Firm
WALL STREET DISCOUNTS, INC.
CRD#: 8471 / SEC#: , 8-25521
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLEMING, JAMES MARTIN | DIRECTOR, PRESIDENT, SROP, CROP | 209736 |
| CHRISTENSON, SARAH THERESE | SHAREHOLDER | |
| NORMINGTON, JOHN THORNDYKE | SHAREHOLDER |
Red Flags
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