Michael J. Mikitka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Mikitka was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1973. Michael had worked at 5 firms and has passed the Series 63, Series 1, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1984 - November 6, 1995
FOX & HENRY, INC.
September 12, 1978 - December 23, 1981
ALTORFER, PODESTA, WOOLARD & COMPANY
November 1, 1976 - June 25, 1979
JOHN H. ALTORFER & CO.
June 4, 1974 - December 15, 1976
CAPITAL DIRECTIONS, INC.
February 14, 1973 - October 31, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1973
Registered Representative ExaminationSeries 40
Date: 6/15/1977
Registered Principal ExaminationF04
Date: 3/23/1977
Financial Principal ExaminationCurrent Firm
FOX & HENRY, INC.
CRD#: 10210 / SEC#: , 8-26883
Contact information
Documents
Red Flags
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