Gerald P. Mikitka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Peter Mikitka was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1968. Gerald had worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 1, Series 14, Series 27, Series 4, Series 24, F04 and Series 00 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1998 - June 14, 2021
GERALD PETER MIKITKA DBA/CDI FINANCIAL ADVISORS
November 12, 1973 - June 8, 2021
CAPITAL DIRECTIONS, INC.
June 25, 1968 - December 7, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/21/1968
Registered Representative ExaminationF04
Date: 9/28/1973
Financial Principal ExaminationSeries 00
Date: 9/28/1973
General Securities Principal ExaminationCurrent Firm
GERALD PETER MIKITKA DBA/CDI FINANCIAL ADVISORS
CRD#: 123476 / SEC#:
Contact information
Red Flags
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